Munkres' 'Analysis on Manifolds' Question.

In summary, the conversation discusses a question from Munkres' 'Analysis on Manifolds' about showing that a given set is a manifold. The question involves using the constant rank theorem and the hypothesis of the first part is used to solve the second part. The approach to solving the second part is also discussed.
  • #1
caffeinemachine
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In Munkres' 'Analysis on Manifolds' on pg. 208 there's a question which reads:QUESTION: Let $f:\mathbb R^{n+k}\to \mathbb R^n$ be of class $\mathscr C^r$.
Let $M$ be the set of all the points $\mathbf x$ such that $f(\mathbf x)=\mathbf 0$ and $N$ be the set of all the points $\mathbf x$ such that $$f_1(\mathbf x)=\cdots=f_{n-1}(\mathbf x)=0\text{ and } f_n(\mathbf x)\geq 0$$
Assume $M$ is non-empty.1) Assume $\text{rank} Df(\mathbf x)=n$ for all $\mathbf x\in M$ and show that $M$ is a $k$-manifold without boundary in $\mathbb R^{n+k}$.2) Assume that the matrix $\displaystyle\frac{\partial(f_1,\ldots,f_{n-1})}{\partial \mathbf x}$ has rank $n-1$ for all $\mathbf x\in N$ and show that $N$ is a $(k+1)$-manifold with boundary in $\mathbb R^{n+k}$.
___I am trying to show $(2)$ and I am not sure if the hypothesis of $(1)$ is required to do that.I have approached this question using the constant rank theorem which dictates:

Constant Rank Theorem:
Let $U$ be open in $\mathbb R^n$ and $\mathbf a$ be any point in $U$. Let $f:U\to \mathbb R^m$ be a function of class $\mathscr C^p$ such that $\text{rank } Df(\mathbf z) =r$ for all $\mathbf z\in U$. Then there exist open sets $U_1,U_2\subseteq U$ and $V\subseteq \mathbb R^m$ such that $\mathbf a\in U_1$ and $f(\mathbf a)\in V$, and $\mathscr C^p$-diffeomorphisms $\phi:U_1\to U_2$ and $\psi:V\to V$ such that $$(\psi\circ f\circ \phi^{-1})(\mathbf z)=(z_1,\ldots,z_r,0,\ldots,0)$$
for all $\mathbf z\in U_2$.
___
What I did was define a function $g:\mathbb R^{n+k}\to \mathbb R^{n-1}$ as $$g(\mathbf x)=(f_1(\mathbf x),\ldots,f_{n-1}(\mathbf x))$$
Then $\text{rank }Dg(\mathbf x)=n-1$ for all $\mathbf x\in N$.
Let $\mathbf z_0\in N$.
I can show that there exists an open set $U\subseteq \mathbb R^{n+k}$ such that $\mathbf z_0\in U$ and $\text{rank }Dg(\mathbf z)=n-1$ for all $\mathbf z\in U$.
Thereby, using the conastant rank theorem I get $U_1, U_2,\psi$ and $\phi$ such that $(\psi\circ g\circ\phi^{-1})(\mathbf x)=(x_1,\ldots,x_{n-1})$
Can somebody guide me what to do from here?
 
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  • #2
My approach to solve $(2)$ shall be clear by my solution of $(1)$:

Let $\mathbf a\in M$.
We know that there exists $U$ open in $\mathbb R^{n+k}$ such that $\mathbf a\in U$ and $\text{rank }Df(\mathbf x)=n$ for all $\mathbf x\in U$.
By the Constant Rank Theorem(see OP) there exists open sets $U_1$ and $U_2$ in $\mathbb R^{n+k}$ and $V$ in $\mathbb R^n$ such that $\mathbf a\in U_1\subseteq U_1$ and $f(\mathbf a)=\mathbf \in V$, along with diffeomorphisms $\phi:U_1\to U_2$ and $\psi:V\to V$ satisfying
$$(\psi\circ f\circ \phi^{-1})(\mathbf x) =(x_1,\ldots,x_n)$$
for all $\mathbf x\in U_2$.
Say $\psi(\mathbf 0)=(t_1,\ldots,t_n)$ and define $S=\{(t_1,\ldots,t_n,z_1,\ldots,z_k):z_i\in \mathbb R\}\cap U_2$.

Claim 1: $\phi^{-1}(S)=M\cap U_1$.
Proof: Let $\mathbf q=(t_1,\ldots,t_n,z_1,\ldots,z_k)$ be in $S$.
Then $\phi^{-1}(\mathbf q)$ obviously lies in $U_1$.
We now show that $\phi^{-1}(\mathbf q)$ lies in $M$.
Note that $(\psi\circ f\circ \phi^{-1})(\mathbf q)=(t_1,\ldots,t_n)$.
This gives $(f\circ \phi^{-1})(\mathbf q)=\psi^{-1}(t_1,\ldots,t_n)=\mathbf 0$.
This means that $f(\phi^{-1}(\mathbf q))=\mathbf 0$ and hence $\phi^{-1}(\mathbf q)$ is in $M$.
For the reverse containment assume that $\mathbf q\in M\cap U_1$.
Then $\mathbf q=\phi^{-1}(\mathbf s)$ for some $\mathbf s\in U_2$.
Also, $f(\mathbf q)=0$ since $\mathbf q\in M$.
Thus $(f\circ\phi^{-1})(\mathbf s)=\mathbf 0$.
Operating $\psi$ on both the sides we get $(\psi\circ f\circ \phi^{-1})(\mathbf s)=\psi(\mathbf 0)$.
But the LHS of the last equation is $(s_1,\ldots,s_n)$ and the RHS is $(t_1,\ldots,t_n)$.
Thus $s_i=t_i$ for $1\leq i\leq n$.
Therefore $\mathbf s\in S$ and $\mathbf q\in\phi^{-1}(S)$.
This settles the claim.

Now define $T=\{(z_1,\ldots,z_k)\in\mathbb R^k: (t_1,\ldots,t_n,z_1,\ldots,z_k)\in S\}$.

Claim 2: $T$ is open in $\mathbb R^k$.
Proof: Define $g:\mathbb R^k\to \mathbb R^{n+k}$ as $$g(z_1,\ldots, z_k)=(t_1,\ldots,t_n,z_1,\ldots,z_k)$$
Clearly $g$ is injective and continuous.
We now show that $g^{-1}(U_2)=T$.
Note that $g^{-1}(U_2)=g^{-1}(S)$.
Let $\mathbf q\in S$.
Say $\mathbf q=(t_1,\ldots,t_n,q_1,\ldots,q_k)$ and it is obvious that $g^{-1}(\mathbf q)\in T$.
Now let $g^{-1}(\mathbf q)\in T$ for some $q\in \mathbb R^{n+k}$.
We need to show that $\mathbf q\in U_2$.
Say $g^{-1}(\mathbf q)=(b_1,\ldots,b_k)$.
Then $\mathbf q=(t_1,\ldots,t_n,b_1,\ldots,b_k)\in S$ and thus $\mathbf q\in U_2$.

So we have shown that $T=g^{-1}(U_2)$.
Now since $g$ is a continuous function and $U_2$ is open in $\mathbb R^{n+k}$, we infer that $T$ is open in $\mathbb R^k$ and the claim is settled.
Now define a function $\alpha:T\to M\cap U_1$ as $$\alpha(\mathbf z)=\phi^{-1}\circ g(\mathbf z)$$
It is a trivial matter to verify that $\alpha$ is a coordinate patch about the point $\mathbf a$ in $M$ and the proof is complete.
 
  • #3
caffeinemachine said:
In Munkres' 'Analysis on Manifolds' on pg. 208 there's a question which reads:QUESTION: Let $f:\mathbb R^{n+k}\to \mathbb R^n$ be of class $\mathscr C^r$.
Let $M$ be the set of all the points $\mathbf x$ such that $f(\mathbf x)=\mathbf 0$ and $N$ be the set of all the points $\mathbf x$ such that $$f_1(\mathbf x)=\cdots=f_{n-1}(\mathbf x)=0\text{ and } f_n(\mathbf x)\geq 0$$
Assume $M$ is non-empty.1) Assume $\text{rank} Df(\mathbf x)=n$ for all $\mathbf x\in M$ and show that $M$ is a $k$-manifold without boundary in $\mathbb R^{n+k}$.do from here?
Here is a way to do it, perhaps it be useful to you.

Let $x\in M$. We will produce an open set $U\subset \mathbb{R}^{n+k}$ containing $x$ and an open set $V \subset \mathbb{R}^k$ together with a diffeomorphism $\varphi: (U\cap M) \to V$. This will prove, by definition, that $M$ is a $k$-manifold.

Let $x\in M$. By assumption the linear map $Df(x):\mathbb{R}^{n+k} \to \mathbb{R}^n$ has full rank. It follows from here by the rank-nullity theorem that $\ker Df(x)$ is a $k$-dimensional subspace of $\mathbb{R}^{n+k}$. To ease notation let $N = \ker Df(x)$, called the nullspace, of $Df(x)$.

Choose any basis for $N$, say $\{a_1,a_2,...,a_k\}$. This basis for $N$ can be extended to a basis of $\mathbb{R}^{n+k}$ as $\{a_1,a_2,...,a_k,b_1,b_2,...,b_n\}$. Use this basis for $\mathbb{R}^{n+k}$ to define the linear map $L:\mathbb{R}^{n+k} \to \mathbb{R}^k$ by $L(a_j) = e_j$ and $L(b_j) = 0\in \mathbb{R}^k$ where $e_j = (0,0,...,1,...0)\in \mathbb{R}^k$. If we restrict this linear map to $N$ we get a linear map $L|_N : N \to \mathbb{R}^k$ that is invertible. The reason for this is simply by choosing bases and writing out the corresponding matrix. If we use the basis $(a_j)$ for $N$ and $(e_j)$ for $\mathbb{R}^k$ then the corresponding matrix is the $(k\times k)$ identity matrix which is clearly invertible. To summarize $L:\mathbb{R}^{n+k}\to \mathbb{R}^k$ is a linear map that is invertible when restricted to $N$.

Define the following function, $g:\mathbb{R}^{n+k} \to \mathbb{R}^{n+k}$ by,
$$ g(p) = \bigg(f(p),L(p)\bigg)$$
Just to make sure we understand this function let us explain what it is doing. Given a point in $p \in \mathbb{R}^{n+k}$ if we apply $f$ the result $f(p)$ is an element of $\mathbb{R}^n$. If we apply $L(p)$ the result is an element of $\mathbb{R}^k$. So if we juxtapose $f(p)$ next to $L(p)$ we get an $(n+k)$-tuple of real numbers. The definition above for $g(p)$ is a little abused, rather we have, the codomain $\mathbb{R}^n\times \mathbb{R}^k$ but we write it as $\mathbb{R}^{n+k}$ because we are secretly juxtaposing the coordinates together to get a $(n+k)$-tuple.

This function $g:\mathbb{R}^{n+k} \to \mathbb{R}^{n+k}$ is clearly a smooth map. This has to do with the fact that $g$ is essentially made out of two the smooth map $Df(x)$, and the linear map $L$, both of which are smooth maps. We next determine the linear map $Dg(x):\mathbb{R}^{n+k} \to \mathbb{R}^{n+k}$. Since the (Frechet') derivative of a linear map is itself and $g$ is made out of $f$ and $L$ we have that,
$$ Dg(x)(p) = (Df(x)(p),L(p)) $$
Where we again understand that the meaning of the RHS is that we juxtapose coordinates together to form an $(n+k)$-tuple. We claim that $Dg(x)$ is an invertible linear map. To see this suppose that $p\in \mathbb{R}^{n+k}$ was such a point so that $Dg(p) = 0$, but then it would mean that $Df(x)(p)$ and $L(p) = 0$. Thus, $p\in N$, the nullspace of $Df(x)$, and at the same time $L(p) = 0$, but recall that $L$ when restricted to $N$ was invertible, so that $p = 0$. This shows that only $0$ is in the nullspace of $Dg(x)$ and hence $Dg(x)$ is an invertible linear map.

It now follows from the inverse-function theorem that there exists a neighborhood $U\subset \mathbb{R}^{n+k}$ of $x$ and a neighborhood $\mathcal{O} \subset \mathbb{R}^{n+k}$ of $(0,L(x))$ such that $g: U \to \mathcal{O}$ is a diffeomorphism.

Now $M$ is send onto $\{ 0 \} \times \mathbb{R}^k$ by the map $g$. Thus, we have $g: (U\cap M)\to (\{ 0 \}\times \mathbb{R}^k)\cap \mathcal{O}$.

At this point your intuition should tell you that $(\{ 0 \}\times \mathbb{R}^k)\cap \mathcal{O}$ is an open subset of $\mathbb{R}^k$. To be more precise we let $V$ be the set after killing off the first $n$ entries of $\mathcal{O}$, this is an open subset of $\mathbb{R}^k$ and so we get a diffeomorphism $\varphi: (U\cap M) \to V$ where $V$ is an open subset of $\mathbb{R}^k$.
 
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  • #4
ThePerfectHacker said:
Here is a way to do it, perhaps it be useful to you.

Let $x\in M$. We will produce an open set $U\subset \mathbb{R}^{n+k}$ containing $x$ and an open set $V \subset \mathbb{R}^k$ together with a diffeomorphism $\varphi: (U\cap M) \to V$. This will prove, by definition, that $M$ is a $k$-manifold.

Let $x\in M$. By assumption the linear map $Df(x):\mathbb{R}^{n+k} \to \mathbb{R}^n$ has full rank. It follows from here by the rank-nullity theorem that $\ker Df(x)$ is a $k$-dimensional subspace of $\mathbb{R}^{n+k}$. To ease notation let $N = \ker Df(x)$, called the nullspace, of $Df(x)$.

Choose any basis for $N$, say $\{a_1,a_2,...,a_k\}$. This basis for $N$ can be extended to a basis of $\mathbb{R}^{n+k}$ as $\{a_1,a_2,...,a_k,b_1,b_2,...,b_n\}$. Use this basis for $\mathbb{R}^{n+k}$ to define the linear map $L:\mathbb{R}^{n+k} \to \mathbb{R}^k$ by $L(a_j) = e_j$ and $L(b_j) = 0\in \mathbb{R}^k$ where $e_j = (0,0,...,1,...0)\in \mathbb{R}^k$. If we restrict this linear map to $N$ we get a linear map $L|_N : N \to \mathbb{R}^k$ that is invertible. The reason for this is simply by choosing bases and writing out the corresponding matrix. If we use the basis $(a_j)$ for $N$ and $(e_j)$ for $\mathbb{R}^k$ then the corresponding matrix is the $(k\times k)$ identity matrix which is clearly invertible. To summarize $L:\mathbb{R}^{n+k}\to \mathbb{R}^k$ is a linear map that is invertible when restricted to $N$.

Define the following function, $g:\mathbb{R}^{n+k} \to \mathbb{R}^{n+k}$ by,
$$ g(p) = \bigg(Df(x)(p),L(p)\bigg)$$
Just to make sure we understand this function let us explain what it is doing. Given a point in $p \in \mathbb{R}^{n+k}$ if we apply $Df(x)$ to be the result $Df(x)(p)$ is an element of $\mathbb{R}^n$. If we apply $L(p)$ the result is an element of $\mathbb{R}^k$. So if we juxtapose $Df(x)(p)$ next to $L(p)$ we get an $(n+k)$-tuple of real numbers. The definition above for $g(p)$ is a little abused, rather we have, the codomain $\mathbb{R}^n\times \mathbb{R}^k$ but we write it as $\mathbb{R}^{n+k}$ because we are secretly juxtaposing the coordinates together to get a $(n+k)$-tuple.

This function $g:\mathbb{R}^{n+k} \to \mathbb{R}^{n+k}$ is clearly a smooth map. This has to do with the fact that $g$ is essentially made out of two linear maps, $Df(x)$, and $L$, both of which are smooth maps. We next determine the linear map $Dg(x):\mathbb{R}^{n+k} \to \mathbb{R}^{n+k}$. Since the (Frechet') derivative of a linear map is itself and $g$ is made out of two linear maps we have that,
$$ Dg(x)(p) = (Df(x)(p),L(p)) $$
Where we again understand that the meaning of the RHS is that we juxtapose coordinates together to form an $(n+k)$-tuple. We claim that $Dg(x)$ is an invertible linear map. To see this suppose that $p\in \mathbb{R}^{n+k}$ was such a point so that $Dg(p) = 0$, but then it would mean that $Df(x)(p)$ and $L(p) = 0$. Thus, $p\in N$, the nullspace of $Df(x)$, and at the same time $L(p) = 0$, but recall that $L$ when restricted to $N$ was invertible, so that $p = 0$. This shows that only $0$ is in the nullspace of $Dg(x)$ and hence $Dg(x)$ is an invertible linear map.

It now follows from the inverse-function theorem that there exists a neighborhood $U\subset \mathbb{R}^{n+k}$ of $x$ and a neighborhood $\mathcal{O} \subset \mathbb{R}^{n+k}$ of $(0,L(x))$ such that $g: U \to \mathcal{O}$ is a diffeomorphism.

Now $M$ is send onto $\{ 0 \} \times \mathbb{R}^k$ by the map $g$. Thus, we have $g: (U\cap M)\to (\{ 0 \}\times \mathbb{R}^k)\cap \mathcal{O}$.

At this point your intuition should tell you that $(\{ 0 \}\times \mathbb{R}^k)\cap \mathcal{O}$ is an open subset of $\mathbb{R}^k$. To be more precise we let $V$ be the set after killing off the first $n$ entries of $\mathcal{O}$, this is an open subset of $\mathbb{R}^k$ and so we get a diffeomorphism $\varphi: (U\cap M) \to V$ where $V$ is an open subset of $\mathbb{R}^k$.
Thanks for participating.
I haven't studied your proof in detail but it seems you have proved (1) and not (2).
What I was looking for was a solution to (2).
I had already provided a proof for (1) in my second post.
 
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  • #5
Here is a nice generalization of your theorem that you might like.
This is a standard theorem in differencial topology.

Let $M\subset \mathbb{R}^r$ be an $m$-dimensional manifold and $N\subset \mathbb{R}^{\ell}$ be an $n$-dimensional manifold with $m > n$. Let $f:M\to N$ be a smooth map. We say a point $p\in M$ is a regular point if the linear map $Df(x):T_pM\to T_{f(p)}N$ is full-rank i.e. is onto. A point $q\in N$ is a regular value if every point of $f^{-1}(\{q\})$ is a regular point.

Theorem: If $f:M\to N$ is smooth and $q\in N$ is regular value then $f^{-1}(\{q\})$ is $(m-n)$ dimensional manifold.

Note how this result generalizes your theorem.
 

FAQ: Munkres' 'Analysis on Manifolds' Question.

What is Munkres' "Analysis on Manifolds"?

Munkres' "Analysis on Manifolds" is a textbook that covers the fundamentals of multivariable calculus, including vector calculus, differential forms, and manifolds. It is commonly used in undergraduate and graduate courses in mathematics and physics.

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Munkres' "Analysis on Manifolds" covers topics such as vector spaces, linear transformations, multivariable calculus, differential forms, manifolds, and integration on manifolds. It also includes exercises and examples to help readers better understand the material.

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